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Items tagged with "SEC"

How do securities investigations start?

Understanding what goes into regulatory processes for enforcing securities law is of interest to regulators of all kinds as well as regulated firms. In a wide ranging “Conversation” between Howard Kaplan from the SEC’s Division of Enforcement and Chris Taylor, from P3 Systems, the data centric aspect of these issues were addressed in a webinar […]

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CFA Institute: “Simplifying” Small Public Company Reporting Requirements Will Make it Harder to Invest in them

Allowing small US public companies to use “simplified” reporting standards available to private companies will make analysing and therefore investing in those firms harder…

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Third Round of DQC Rules Released. 

XBRL US’s DQC Committee Releases New Tranche of Machine Executable Rules.

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News Item

SEC Candidate Named

The US President-elect has announced his pick to head the US Securities and Exchange Commission.

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Insight from the SEC’s Chief Information Officer

The successful implementation of data-centric programs requires a three pronged approach that addresses infrastructure, business processes and business requirements.

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Data Quality Committee Seeks Public Review of Additional Validation Rules and Guidance for SEC Filers

XBRL US is seeking public comment on five new sets of validation rules to address common XBRL input errors.

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US SEC iXBRL Data now Available

The SEC has accepted its first iXBRL filing. Follow the link to the SEC’s iXBRL viewer.

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More on the SEC’s Inline XBRL Announcement

We highly recommend that you spend a few minutes having a look at the SEC’s new iXBRL Viewer, which provides a “head up display” for the data and data definitions associated with individual disclosures. This “looks like paper, acts like structured data” presentation is easy, intuitive and extremely powerful.

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Briefing Note: SEC moves to accept Inline XBRL

The US SEC has announced a voluntary program allowing firms it regulates to use Inline XBRL (or “iXBRL”). This is another very welcome step forward in enhancing transparency and accountability in reporting.

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A Disclosure Revolution

Our thoughts on remarks by SEC Commissionor Kara Stein on efforts to “breathe new life into the critical matchmaking process between companies and investors”.

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