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Items tagged with "stewardship"

Transparency and modernisation on SEC agenda with ‘a lot of regulatory work ahead’

The US Securities and Exchange Commission (SEC) has announced its annual regulatory agenda, as included in the Spring 2021 Unified Agenda of Regulatory and Deregulatory Actions published by the Office of Information and Regulatory Affairs.

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SEC’s Allison Herren Lee on voting and disclosure

The issue of investment stewardship is an increasingly visible one, thanks to the expansion of passive investment and expanded investor focus on ESG. It’s a topic we’re sure to explore further in the future, particularly with a view to the way that transparency can contribute to the functioning of markets in this field.

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