Enforcement

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CSRDEnforcementEU

EU commission takes action against 17 member states over CSRD delays

The European Commission has taken formal action against 17 EU member states for failing to fully implement the Corporate Sustainability Reporting Directive (CSRD) by the July 2024 deadline. In letters sent to countries including Germany, Spain, and Poland, the Commission opened infringement procedures, signalling its desire to get this initiative implemented.

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EnforcementESMAGLESI

ESMA bolsters corporate sustainability reporting with new guidelines

By Editor

Earlier this month the European Securities and Markets Authority (ESMA) published a Final Report on the Guidelines on Enforcement of Sustainability Information (GLESI) and a Public Statement on the initial application of the European Sustainability Reporting Standards (ESRS).

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EnforcementFDTASEC

SEC highlights XBRL’s role in enhancing enforcement activities

By Editor

The US’s Financial Data Transparency Act of 2022 (FDTA), which came into force in December 2022, mandates the Securities and Exchange Commission (SEC) to report on the use of machine-readable data for corporate disclosures.

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EnforcementSECStructured DataSupervision

Inline XBRL bolstering SEC investigations

By Editor

In a recent article for Bloomberg, legal analyst Kate Azevedo provides some keen insights into the US Securities and Exchange’s (SEC) expanded use of XBRL tagging to enhance enforcement.

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EnforcementESGSECUS

SEC cracking down on ESG reporting misconduct with Climate and ESG Task Force

By Editor

The US Securities and Exchange Commission (SEC) has recently pursued several high-profile enforcement actions, accusing companies of fraudulently misleading investors about ESG-related issues.

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EnforcementESEFESMAEU

A closer look at ESMA’s corporate reporting enforcement

By Editor

The European Securities and Markets Authority (ESMA) has published its 2022 Corporate Reporting Enforcement and Regulatory Activities Report, outlining activities related to financial and non-financial information, and European Single Electronic Format (ESEF) reporting.

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Crypto-assetsCybersecurityEnforcementSECUS

SEC boosts Crypto Assets and Cyber Unit

By Editor

We were interested to note that the US Securities and Exchange Commission (SEC) has “nearly doubled” the size of its Crypto Assets and Cyber Unit (formerly simply the Cyber Unit), part of its Division of Enforcement.

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AuditEnforcementFRCSupervisionUK

UK FRC takes the reins on audit

By Editor

The UK’s Financial Reporting Council (FRC) is on course to significantly strengthen its oversight of audit.

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BoEEnforcementPRARegulationUK

Bank of England bares teeth with regulatory reporting fine

By Editor

In news that may catch the attention of doubters when it comes to investing in regulatory reporting, the Bank of England’s Prudential Regulation Authority (PRA) recently fined Metro Bank 5.38 million pounds (just over 7 million dollars) for failures in its regulatory reporting.

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EnforcementESEFESMA

ESMA announces enforcement priorities

By Editor

The European Securities and Markets Authority (ESMA) has released its annual Public Statement on European Common Enforcement Priorities. This sets out priority issues that ESMA, together with national enforcers, will pay particular attention to in assessing listed companies’ annual reports for 2021.

Enforcement

Items tagged with "Enforcement"

EU commission takes action against 17 member states over CSRD delays

ESMA bolsters corporate sustainability reporting with new guidelines

SEC highlights XBRL’s role in enhancing enforcement activities

Inline XBRL bolstering SEC investigations

SEC cracking down on ESG reporting misconduct with Climate and ESG Task Force

A closer look at ESMA’s corporate reporting enforcement

SEC boosts Crypto Assets and Cyber Unit

UK FRC takes the reins on audit

Bank of England bares teeth with regulatory reporting fine

ESMA announces enforcement priorities

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Enforcement

Items tagged with "Enforcement"

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